Financial Services
AI Security Forum

Trust, Risk & Resilience in the Age of AI

Wednesday, December 9, 2026  |  New York Hilton Midtown

Limited to 300 seats · registration closes when capacity is reached

Format

Full day 

Programming

5 focus areas

Audience

300 senior leaders

Expertise

50 speakers

CREDENTIALS

6 CEUs

Built for security and risk leaders across financial services

BankingInsuranceCapital MarketsWealth ManagementFintechPayments

About the Forum

Deploying AI while maintaining trust, resilience, and accountability.

The institutions that succeed in the AI era will be those that can deploy AI while maintaining trust, resilience, accountability, and regulatory compliance. Bringing together senior leaders from banking, payments, insurance, fintech, and financial infrastructure, this executive forum explores the security, governance, risk, and operational challenges of AI adoption. Through keynote presentations, executive discussions, and peer networking, attendees will gain practical insights into AI governance, fraud prevention, operational resilience, regulatory readiness, and the future of agentic AI.

Designed for senior decision-makers across cybersecurity, technology, risk, fraud, compliance, and AI leadership, the Financial Services AI Security Forum delivers the strategies, connections, and perspectives needed to build secure, trusted, and resilient AI-enabled financial services.

Expert-led sessions, candid peer discussion, and emerging solution showcases — complemented by a catered breakfast, an executive networking lunch, and a closing cocktail reception.

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AI Governance & Risk

Accountability, oversight, controls, and enterprise risk models for responsible AI adoption

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Identity, Machine Trust & Delegated Authority

How AI agents, machine identities, and delegated decision-making are changing the trust model.

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Fraud, Financial Crime & AI

How AI is transforming both attack patterns and detection strategies across financial services.

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Operational Resilience & Regulatory Readiness

Preparing for AI-related operational risk, business continuity requirements, and evolving regulatory expectations.

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Autonomous Security Operations & Agentic AI

Evaluating AI-driven automation, autonomous workflows, and the future of human-machine collaboration in cyber defense.

Featured Speakers

Practitioners, not panelists.

Our speakers bring real-world experience in cybersecurity, risk, and business strategy. Through keynotes, panels, and candid discussion, they deliver insights security leaders can act on.

Interested in speaking? Submit a speaker request »

The Program

Five focus areas, one continuous track.

The Forum follows a single, curated agenda — no competing breakouts. Each focus area translates the convergence of AI and finance into frameworks you can put to work, balancing innovation with accountability, security, and resilience.

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AI Governance & Risk

Accountability, oversight, controls, and enterprise risk models for responsible AI adoption

Key Takeaways
  • Building enterprise AI governance frameworks and operating models.
  • Aligning AI initiatives with regulatory requirements and risk appetite.
  • Managing model inventories, lifecycle governance, and accountability.
  • Evaluating and monitoring third-party and embedded AI.
02

Identity, Machine Trust & Delegated Authority

How AI agents, machine identities, and delegated decision-making are changing the trust model.

Key Takeaways
  • Securing non-human, machine, and AI-agent identities at scale.
  • Governing delegated authority and authorization for autonomous actions.
  • Extending zero-trust principles to AI-driven workflows.
  • Establishing provenance, attestation, and machine trust.
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Fraud, Financial Crime & AI

How AI is transforming both attack patterns and detection strategies across financial services.

Key Takeaways
  • Defending against deepfakes and synthetic identity fraud.
  • Countering AI-driven fraud across banking, insurance, and payments.
  • Applying AI to detection, investigation, and response.
  • Balancing fraud controls with customer experience.
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Operational Resilience & Regulatory Readiness

Preparing for AI-related operational risk, business continuity requirements, and evolving regulatory expectations.

Key Takeaways
  • Building operational resilience for AI-dependent services.
  • Preparing for evolving operational-resilience regulation.
  • Incident response, continuity, and recovery for AI systems.
  • Maintaining audit trails and examination readiness.
05

Autonomous Security Operations & Agentic AI

Evaluating AI-driven automation, autonomous workflows, and the future of human-machine collaboration in cyber defense.

Key Takeaways
  • Applying agentic AI to detection, triage, and response.
  • Designing guardrails and human-in-the-loop oversight.
  • Governing AI systems that take autonomous action.
  • Measuring trust, accuracy, and accountability in the SOC.
Who Should Attend

300 of the people accountable for AI risk.

The room convenes senior financial services security, risk, technology, fraud, and compliance leaders — the people setting AI strategy and answering for it.

  • Take home governance and security frameworks you can apply immediately.
  • Benchmark your AI program against peers facing the same pressures.
  • Build relationships that outlast the day, in a curated, senior room.
CISO & Deputy CISOEnterprise security strategy
CTO & CIOTechnology & platform leadership
Chief Risk OfficerEnterprise & operational risk
Head of Fraud & Financial CrimeFraud strategy & investigations
Identity & Access Management LeadersHuman & machine identity
Operational Resilience LeadersContinuity & recovery
Compliance & Governance ExecutivesRegulatory & AI compliance
AI Governance LeadersResponsible AI & oversight
FinTech & Financial Infrastructure ExecsPlatforms & payments rails
Agenda | December 9, 2026

Agenda Highlights

High-impact sessions that help financial and security leaders adopt AI safely, manage emerging risk, and strengthen resilience — through expert-led discussion, peer networking, and solution showcases.

Networking Breakfast

Welcome

Welcome Remarks from Ory

Presentation with John Cohen, Former Top DHS Intelligence Analyst: Fighting Crime in the Era of AI: The Demise of Traditional Law

Modern threat actors and criminals have embraced the power of technology have incorporated the use of advance computing into their operational tradecraft.  The tactics used to engage in criminal activity such as illegal drug and human trafficking, intelligence collection and operations, as well as terrorist attacks have evolved as threat actors increasingly use AI obtain operational intelligence on law enforcement and security operations and to plan and conduct attacks or other illicit activities. These same threat actors operate using converged and cohesive integration of physical activities, cyber security exploits, and algorithmically enabled malign information operations.  Operational activity to detect, evaluate and mitigate emerging cyber and physical threats are enhanced when cyber and physical efforts are integrated and the tradecraft used by federal, state and local authorities to counter-act emerging threats and crime are evolving. 

This session will discuss this issue from the perspective of an individual who has and continues to work with law enforcement, intelligence, and cyber security professionals to protect our communities and Nation from foreign and domestic threats.  

Ory Presentation: FinServ Defense in Depth: Why the Agentic Security Control Points Must Include the Harness

Agents are now infrastructure, not a pilot. The security industry's instinct is to put a chokepoint on the network. That instinct is thirty years old and it no longer reaches the place where agents actually act: the harness. Turn on the lights today as the first step towards a safe AI Agent Lifecycle.

Hidden Layer Presentation

Fortra Presentation: When AI Has Permission to Act

Agentic AI is moving security operations beyond AI-assisted analysis toward systems capable of investigating threats, invoking tools, and taking action. For CISOs, this creates a fundamental governance challenge: how can organizations trust autonomous systems that may access sensitive data, operate with delegated authority, and act at machine speed?

In this session, Fortra Chief Product Officer Aaron Cockerill will examine how security leaders can build confidence in autonomous security operations through continuous adversarial testing. Drawing on Fortra’s decades of threat research, offensive security expertise, and experience protecting sensitive data across complex digital environments, he will outline how organizations can evaluate AI permissions, data-access pathways, tool use, decision logic, escalation controls, and human oversight—both before deployment and as these systems evolve.

Aaron will address both sides of the challenge: using AI to strengthen cyber defense while applying offensive techniques to identify weaknesses in AI-enabled systems before threat actors do. He’ll also discuss how the security analyst’s role is changing as AI assumes more investigative and response responsibilities.

Ultimately, trusted autonomy depends on more than model accuracy. It requires clear boundaries around what AI systems can access and do, continuous validation against adversarial behavior, and accountability that remains visible when decisions are made at machine speed.

Presentation with Susan Koski, Former CISO: Reinventing Your Security Program Around Agentic AI

Agentic AI is changing the way financial institutions operate, introducing new opportunities, risks, and security challenges. In this session, Susan Koski explores why traditional security programs must evolve to address autonomous AI systems, from identity and access management to governance, accountability, and risk. Discover what security leaders need to rethink today to build resilient, AI-ready security programs for tomorrow.

Networking Break

Panel Discussion: Beyond Today: What's Next for AI in Financial Services

For financial services leaders, the conversation has shifted from whether to adopt AI to how to scale it securely, govern it effectively, and prepare for what's next. As AI becomes deeply embedded across security operations, fraud detection, customer experiences, software development, and enterprise decision-making, the next wave of innovation is already taking shape.

This executive panel brings together experienced cybersecurity and technology leaders to examine the future of AI beyond today's deployments. The discussion will explore the rise of agentic AI, autonomous security operations, machine identities, AI-to-AI interactions, evolving regulatory expectations, and the new trust models required as intelligent systems gain greater autonomy. Panelists will also discuss how attackers are leveraging AI, where defensive capabilities are headed, and what leadership teams should be doing now to prepare for the next generation of AI-enabled financial services.

Attendees will gain practical insights into the strategic decisions, governance models, and security investments that will position their organizations to confidently navigate the next chapter of AI innovation

Druva Presentation

CREST Presentation: Testing at the Edge: Conducting High-Risk Threat-Led Penetration Testing Without Disrupting Critical Financial Systems

Threat-led penetration testing has become one of the most powerful tools for assessing the real-world resilience of financial institutions, but the stakes are uniquely high in live FS environments. Testing must be realistic enough to expose genuine weaknesses, yet carefully controlled to avoid customer impact, market disruption, data loss, or operational instability.


This discussion explores how financial institutions can work with their expert cyber service providers to safely conduct high-risk, threat-led testing against critical systems, including payment platforms, trading infrastructure, cloud environments, identity systems, and third-party dependencies. Speakers will discuss how to balance realism with control, how to define acceptable risk, and how to ensure lessons from testing translate into lasting resilience improvements.

Key Discussion Questions
•    How can financial institutions work with partners to design threat-led penetration tests that are realistic enough to be valuable but controlled enough to avoid operational disruption?
•    What governance, rules of engagement, and escalation mechanisms are essential when testing critical or systemically important financial services infrastructure?
•    How should firms, regulators, and testing providers determine whether the greater risk lies in testing too aggressively or not testing realistically enough?

Lunch

Panel Discussion 2A: Buying AI or Building AI: Strategic Decisions for Financial Institutions

Every financial institution is facing the same question: Should we build our own AI capabilities, buy commercial solutions, or pursue a hybrid approach? The answer has significant implications for security, governance, cost, innovation, and long-term competitive advantage.

In this panel, financial services executives will examine the strategic tradeoffs behind today's AI investment decisions. Panelists will discuss how they evaluate vendor risk, balance the use of proprietary and open-source models, measure return on investment, and address the governance and security challenges that come with each approach. Attendees will gain practical insights into the decision-making frameworks leading organizations are using to adopt AI responsibly while aligning technology investments with business objectives.

Panel Discussion 2B: The AI Governance Playbook: Moving from Policy to Practice

As AI becomes embedded across financial services, governance can no longer exist only as a framework on paper. Financial institutions are being challenged to operationalize AI governance across business units, technology teams, security, risk, compliance, and executive leadership, while keeping pace with rapidly evolving regulations and innovation.

In this panel, senior leaders will share how their organizations are turning governance strategies into measurable, enterprise-wide practices. From defining ownership and accountability to strengthening model oversight, managing third-party AI risk, and delivering meaningful board reporting, panelists will discuss what it takes to build governance programs that enable innovation while maintaining trust, resilience, and regulatory confidence. Attendees will leave with practical insights into creating governance that scales with AI adoption, not behind it.

Presentation with Abhishek Mittal, EVP Chief Product & AI Officer, AML RightSource: Closing the Loop: Turning Human Expertise into Actionable Intelligence for Financial Crime Investigations

Every cybercrime investigation generates valuable human insight, but too often that knowledge remains trapped in case notes, individual experience, or disconnected workflows. The next evolution of AI is not simply automating investigations; it is capturing human expertise, transforming it into structured data, and creating continuous feedback loops that make every investigation smarter than the last.

In this session, Abhishek Mittal of AML RightSource will explore how financial institutions can convert investigator knowledge into actionable data streams that continuously improve detection, decision-making, and operational effectiveness. Attendees will learn how meaningful metrics, investigator feedback, and AI can work together to identify emerging threats, refine investigative models, and accelerate the fight against financial crime. The discussion will examine practical approaches to building intelligence-driven feedback loops that enable organizations to learn from every case, adapt more quickly to evolving criminal tactics, and strengthen both operational resilience and fraud prevention. Participants will leave with a framework for transforming human expertise into a scalable, data-driven advantage in the ongoing battle against cyber-enabled financial crime.

Presentation with Joyce Brocaglia, CEO, Executive Women's Forum

Presentation with Donna Ross, Cybersecurity, Risk, and Compliance Executive: Governing AI Before It Governs You: A Practical Playbook for Financial Services Security Leaders

AI didn't enter your institution through architecture review. It arrived through business units, vendor product updates, and browser tabs and most firms still can't name the AI systems they're running. Meanwhile the EU AI Act, ISO/IEC 42001, NIST's AI RMF, and existing model risk expectations are converging on the same reporting cycle.

This session cuts through the framework noise and lays out a governance program you could stand up this quarter. We'll cover what's genuinely new about AI risk versus what your existing third-party, data, and change controls already handle; the controls that hold across the AI lifecycle from intake to operation; who needs decision rights and who accepts residual risk; and a sequenced first 90 days that produces board-ready evidence at each stage.

The through

Presentation with Deepak Gaiwad, SVP Head of Data & AI Products, PNC: AI Ready Data

AI is only as powerful as the data behind it. As financial institutions move from AI experimentation to enterprise-wide adoption, building a trusted, accessible, and well-governed data foundation has never been more critical. This session explores what it takes to make enterprise data truly AI-ready, from breaking down data silos and modernizing legacy architectures to improving data quality, governance, and accessibility. Discover how financial institutions can build the foundation needed to scale AI and agentic workflows securely, responsibly, and with measurable business impact.

Presentation with Reza Rasool, CEO, Kwaai

Presentation with Manish Andhy, Financial Services AI Executive, Teradata: From Innovation to Accountability: Managing AI Risk and Compliance in Financial Services

As financial institutions accelerate the adoption of AI, the opportunity to transform fraud detection, financial crime compliance, risk management, and customer experiences is significant. But so are the governance and regulatory challenges. Financial services organizations must determine how to innovate with AI while maintaining the transparency, control, and accountability expected in one of the world’s most highly regulated industries.

In this session, Manish Andhy, Financial Services AI Executive at Teradata, will explore the evolving risk and compliance landscape surrounding AI in financial services. He will examine how institutions can address issues such as model risk, data governance, explainability, regulatory oversight, and the emerging complexities of generative and agentic AI. Attendees will gain practical perspectives on building governance and compliance into AI initiatives from the outset, enabling organizations to move AI into production responsibly while maintaining the trust of regulators, customers, and the business.

Innovation Spotlight - Hack the Box

Code Blue Cyber Presentation: AI Fight AI: Business Continuity for the New Era of Cyber Resilience

Your business continuity plan was built for yesterday's threats. Learn how AI-driven resilience helps CISOs respond faster, decide smarter and stay in control when a cyber crisis hits.

Attackers have already adopted AI. They scan, phish and move laterally at machine speed, while many organizations still run their crisis response from a binder, a spreadsheet and a group chat. When an incident escalates into a business crisis, the gaps show fast: unclear roles, delayed coordination between teams, scattered decisions and leadership without a real-time picture of what is happening.

This session explores what changes when AI fights AI, and how security leaders can move from static continuity documents to a living resilience capability that works before, during and after a crisis.

Networking Break

Presentation with Venkata Ramanand, AVP Tech & AI, Barclays: From Code to Confidence: Embedding Risk and Governance Across the AI Application Lifecycle

As financial institutions race to move AI-powered applications from concept to production, the biggest challenge is no longer building the technology, it is deploying it securely, responsibly, and at enterprise scale. Success requires far more than development and testing. It demands a governance strategy that is embedded throughout the entire application lifecycle.

In this session, Venkata Cheedella will provide a 360-degree view of what it takes to take modern applications, including AI-enabled systems, safely into production. From architecture and secure development to model governance, compliance, third-party risk, operational resilience, and continuous monitoring, attendees will explore where security, risk, and governance intersect with every stage of delivery. The discussion will also examine how cross-functional collaboration between engineering, security, risk, legal, and business leaders enables organizations to accelerate innovation without sacrificing trust or regulatory expectations.

Designed for cybersecurity executives and practitioners in financial services, this session will provide practical insights into building governance into the development pipeline, reducing production risk, and creating an application delivery process that is both agile and resilient in an AI-driven world.

Gambit Security Presentation

RSA Security

Innovation Spotlight - Fig Security: Trust Your Security Operations

Innovation Spotlight - Embed Security: Rethinking the SOC: Building Trust in AI-Driven Security Decisions

As AI becomes more deeply embedded in security operations, leaders face a critical challenge: how to realize its potential while maintaining trust, oversight and accountability. In this lightning talk, Embed Security shares how a global IT and security provider is transforming its SOC by scaling expert security reasoning with AI, dramatically reducing analyst workload while improving operational effectiveness. We'll explore what this shift means for the future of security operations and why accuracy, consistency and transparency are essential to adopting AI with confidence.

Closing Keynote Presentation with John K. Thompson, Author, "The Path to AGI": AI: Where are we now and where will we be in 5 years?

The number of AI pundits and experts seems to keep expanding.  How do you know what is happening in AI with any certainty?  Come to this session to hear a practitioner talk about where we are with current technology and where we are going.  Given his nearly 4 decades of experience in building AI environments, applications, and platforms, John will talk about what works and what doesn’t.  With clear guidance, you can place your bets and make commitments that you know will pay off.  Bring your questions and be ready to discuss your challenges and concerns about AI.

Networking Reception

The institutions that succeed in the AI era will be those that deploy it while maintaining trust, resilience, and accountability.

Financial Services AI Security Forum · December 9, 2026

Admission

Two ways to take part.

Attendance is curated to keep the room senior and the conversation candid. Choose the pass that fits your role.

Practitioner Pass
Standard AttendeeFor qualified in-house security, risk, fraud, and compliance leaders at financial institutions.

Full access to the single-track program, peer roundtables, and the closing reception.

  • All keynotes, panels, and sessions
  • Catered breakfast & executive networking lunch
  • Closing cocktail reception
Solution Provider Pass
Via SponsorshipFor vendors and solution providers serving financial services.

Reach a curated audience of decision-makers through a sponsorship or partnership package tailored to your goals.

  • On-site presence with senior buyers
  • Speaking & showcase opportunities
  • Brand alignment with the program

Practitioner registration is subject to approval to preserve the seniority and balance of the room. Seats are limited to 300. Early registration is encouraged.

Sponsors & Partners

Align your brand with the leaders securing AI in finance.

The Forum partners with respected organizations across technology, information security, and business leadership. Sponsorship opportunities span eight categories: Cybersecurity, Identity & Access Management, Fraud Prevention, Cloud & Infrastructure, AI Platforms, Governance Risk & Compliance, Financial Technology, and Consulting & Professional Services.

Sponsors
Partners

Sponsors and partners to be approved.

Secure Your Place

Be Part of the Conversation Shaping the Future of AI in Financial Services

Join the industry's leading security, technology, risk, fraud, and compliance executives for a day of candid discussions, practical insights, and meaningful peer connections. Whether you're building your AI strategy, strengthening governance, or preparing for the next generation of AI-enabled financial services, the Financial Services AI Security Forum is where leaders come together to define what comes next.

Register today to secure your place among the executives driving trust, resilience, and responsible AI adoption across financial services

Limited to 300 seats · registration closes when capacity is reached

December 9, 2026New York Hilton Midtown

1335 Avenue of the Americas
New York, NY 10019, US

We have reserved a block of discounted rooms exclusively for our registered attendees. Please use the link below to secure your reservation.
Deadline to book is October 30, 2026. After this date, the room rate will be subject to availability.